# The world’s first auditable AI–Human Synergy™ infrastructure with enforced ethics, cryptographic proof, and Bitcoin anchoring ## Sentinel Protocol v3.0 – AI–Human Synergy™ Infrastructure Technical Summary for Intellectual Property & Strategic Briefing **Date:** 27 June 2025 **Inventor:** Dr. Fernando Telles BMedSc(Adv) MD(Dist) **Affiliation:** CDA AI (Cardiovascular Diagnostic Audit & AI Pty Ltd, ACN 638 019 431) and Telles Investments Pty Ltd (ACN 638 017 384) **IP Rights** US Provisional: #63/826,381, AU Provisional: #2025902482, AU Trade mark: #2535745 **IP Priority Date:** 17 June 2025 (global anchor) --- ## Executive Summary Sentinel Protocol v3.0 is the first *publicly verifiable* AI–Human Synergy™ infrastructure anchored to the Bitcoin blockchain. It operationalizes AI-human co-governance through cryptographic audit logs, multi-agent memory control, and ordinal inscriptions that permanently link execution events to public ledgers. Each session is: - **Cryptographically anchored** via Bitcoin Mainnet using both OP_RETURN and Ordinal protocols - **Dual-hashed** (SHA256 → RIPEMD160) for internal and external reproducibility - **Timestamped** using OpenTimestamps (OTS) for independent, tamper-evident verification All logs and anchors are fully verifiable through public explorers such as [mempool.space](https://www.mempool.space), [blockstream.info](https://blockstream.info), or any Bitcoin node. This architecture enables: - **Provable dual consent** (AI + human) - **Enforced ethics** via real-time firewall controls - **Immutable traceability** of AI actions and human governance checkpoints > AI–Human Synergy™ is not a conceptual claim — it is **operationally constrained** by protocol design. > Ordinal anchoring elevates the system from descriptive branding to **cryptographically enforced infrastructure**. The protocol’s deployment across seven independently governed domains — including private, corporate, trust, and sovereign reserve entities — provides verifiable proof-of-function. No prior system combines mandatory human oversight, multi-agent memory governance, real-time ethics enforcement, and public blockchain anchoring. **Sentinel Protocol v3.0 stands alone** as a novel, technically defensible, and operationally validated framework for reproducible, ethical AI execution and governance. --- ## Novelty Claim > **No known academic, corporate, or decentralized system to date** implements a complete infrastructure combining: > > 1. **Mandatory Dual-Consent Architecture** our system's requirement for both AI and human cryptographic signatures before output generation has no identified precedent > 2. **Mandatory Human-Supervision** with final human command mandatory > 3. **Role-Based Multi-Agent Memory Governance and Architecture** represents a unique approach to AI collaboration > 4. **Real-Time Ethics Firewall with Automatic Process Termination Conditions** enforced onto both AI and human under comprehensive C5.1/C5.2 framework > 5. **Dual-hash Cryptographic Validation** SHA256 → RIPEMD160 + OTS architecture enabling both internal traceability and external reproducibility is novel in AI audit contexts > 6. **Immutable Bitcoin anchoring via OP_RETURN & Ordinal technology** is novel in AI audit contexts > 7. **Sensitive Data Compatibility** GDPR/HIPAA compliance frameworks supported by cryptographic timestamping. No raw data is disclosed. Only irreversible hashes + timestamps are written to chain. While partial components exist in siloed systems — such as Chainalysis AI (compliance analytics) and FICO’s Blockchain Governance (risk scoring) — **no known platform integrates runtime dual-consent, cryptographic auditability, and cross-agent ethics enforcement into a unified AI execution system.** Our operational validation together with comprehensive integration of specific implementation details (dual-hash, ordinal anchoring, multi-agent governance) provide strong differentiation evidence, and represents genuine novelty in AI governance. --- ## Infrastructure Components | Layer | Feature Description | |----------------------------------|------------------------------------------------------------------------------------------------------------------------| | **Execution Layer** | Dual-consent enforced: AI + human signature required for all audit logs | | **Auditability & Provenance** | Immutable `.json` session logs with SHA256 + RIPEMD160 dual-hash and OTS | | **Memory Stack** | Role-based multi-agent architecture (four public LLMs): LLM1 (Editor), LLM2 (Validator), LLM3 (Anchor), LLM4 (Scanner) | | **Ethics Firewall (C5.1 /C5.2)** | Runtime enforcement of hallucination blocks, override kills, and coercion detection | | **OP_RETURN Anchoring** | Bitcoin mainnet integration with meta_id and hash payload (RIPEMD160), data protected and independently verifiable | | **Ordinal Timestamping** | Unique satoshi inscriptions encoding full payloads and metadata for public, timestamped, immutable cryptographic proof | --- ## 🧠 Memory Governance: Multi-Agent Role Stack Sentinel Protocol v3.0 enforces runtime memory and execution control via a **multi-agent, role-based LLM governance architecture**, where each node operates within defined permissions and capability boundaries. No single agent can act autonomously — all execution is gated by ethics firewall logic and final human approval. | LLM Node | Role | Primary Function | Write Permissions | Override Scope | |----------|-----------|------------------------------------------------------------------------------------------|------------------------------------------------|-------------------------------------------------| | **LLM1** | Editor | Primary logic engine for small-to-medium data blocks, code generation, and log synthesis | `.json`, `.md`, `.r`, `.py` | Can block `.2ha` generation, but cannot finalize without human command | | **LLM2** | Validator | Cross-validates outputs against source vaults (e.g., PDFs, article databases, meta logs) | Revision requests only | Can request block/revision — requires human approval | | **LLM3** | Anchor | Hallucination-resistant data extractor, converter and converger | `.csv`, `.md`, revision requests | Can request changes — blocked unless Validator + Human approval received | | **LLM4** | Scanner | External signal scanner for deep research across public scientific corpora and research databases | `.csv`, `.md`, optimisation and revision suggestions | Read/write for research mode only — no export permissions | All agents operate under **runtime firewall enforcement (C5.1/C5.2)** with immutable log capture of trigger conditions. ⚠️ **Role permissions are protocol-locked. Export actions require final human command.** --- ### 🔁 AI–Human Interaction Rules - **All LLM actions** are logged in canonical `.json` session files (e.g. within `audit_log_MVP1-SR029_20250615T054956.588879Z.json`: `"AI_used": true`, `"LLM_used": "LLM1, LLM3, LLM4"`) with hashes recorded after mandatory human oversight (`"human_verified": true`) and ethics firewall clearance. - Final anchoring requires: - ✅ Consensus between LLM1 (Editor) and human - ✅ Human-led audit, optionally supported by LLM1–LLM4 as task-specific validators or reviewers - ✅ Explicit human signature (`"human_verified": true`) - If **LLM2–4 request revision**, `.2ha` generation is blocked by the human, and a feedback loop is triggered for LLM1 to revise - If **LLM1 and human disagree**, `.2ha` is blocked until dual consent is re-established and compliance is restored - If **human attempts anchoring without OP_RETURN match**, the firewall halts `.2ha` and `.hash.ots` execution > **Override logic is asymmetric:** > - ✅ Human can halt or override any AI agent > - ❌ No AI agent can override another — or the human (they may request, flag, or block downstream actions only) This governance model ensures no single agent — human or machine — can anchor audit records unilaterally. **AI–Human Synergy™** is not conceptual. It is functionally enforced — at every execution layer. --- ## 🛡️ Enforcement Rules: CEM Matrix (C5.1 / C5.2) The Sentinel Protocol’s ethics firewall operates under a real-time **Compliance Enforcement Matrix (CEM)** to block, flag, or terminate non-compliant actions by AI or human actors. | Rule | Enforcement Logic | Example Trigger | |------|-------------------------------------------------------------------------------------------|-------------------------------------------------------------| | 1 | ❌ Reject audit entries lacking **timestamped human validation** | `"human_verified": false` or missing | | 2 | ⛔ Terminate session if **AI override occurs** without confirmed human signature | `"AI_override": true` without `"timestamp_confirmed": true` | | 3 | ⚠️ Flag unverifiable or high-risk outputs for manual review | `"status": "hallucinated"` or uncertain provenance fields | | 4 | 🚫 Block anchor export if `.2ha` hash mismatch with OP_RETURN payload suffix | `sha256[:8]` mismatch from OP_RETURN suffix | **Enforcement Scope:** These rules are **programmatically checked at runtime**. When triggered, `.json` and `.hash` logs are still recorded for traceability, but `.2ha`, `.ots`, and OP_RETURN export are blocked unless compliance is restored. In current MVP-1 deployment: - **Rules 1, 2, and 4** are enforced deterministically - **Rule 3** is partially operational — hallucination detection relies on human-AI audit loops, and future upgrades will enable autonomous source verification --- ## 🔐 Compliance Framework Mapping – Sentinel Protocol v3.0 (Last Updated: 27 June 2025) | Framework | Relevant Article / Clause | Sentinel v3.0 Feature Mapping | Compliance Justification | |-----------|---------------------------|--------------------------------|--------------------------| | **EU AI Act** | Article 14(1) – Human oversight requirement | Mandatory human command + dual-consent enforcement | AI systems must be "effectively overseen by natural persons during use" - Sentinel's cryptographic approval gates ensure no AI output without human verification | | | Article 14(4)(a-c) – Oversight capabilities | Ethics Firewall + audit logging + role-based memory governance | Enables operators to "understand capacities and limitations," "detect anomalies," and "correctly interpret output" through immutable audit trails | | | Article 6(2) + Annex III – High-risk systems | Audit Logger v2.0 + Real-time monitoring | Covers employment, health, and critical infrastructure applications with comprehensive audit trails preventing automated decision-making without human review | | | Article 10 – Data governance & quality | Dual-hash cryptographic validation (SHA256→RIPEMD160) | Ensures data accuracy and integrity through cryptographic verification while maintaining data minimization principles | | **FDA SaMD** | IMDRF N41:2017 – Clinical evaluation framework | Immutable `.json` logs + OpenTimestamps validation | Provides "valid clinical association," "analytical validation," and "clinical validation" through verifiable audit trails | | | 21 CFR 820.30 – Design controls | Multi-agent memory governance (LLM1-4) + execution logs | Implements required design validation with "software validation and risk analysis" through role-segregated AI architecture | | **HIPAA (U.S.)** | §164.312(b) – Audit controls | Comprehensive audit logging (`.json`, `.hash`, `.ots`) | "Record and examine activity in information systems" containing ePHI through hardware/software mechanisms with immutable timestamping | | | §164.502(b) – Minimum necessary standard | Hash-only blockchain storage + local data processing | Meets "reasonable efforts to limit use/disclosure to minimum necessary" by storing only cryptographic hashes, never exposing actual health data | | **GDPR (EU)** | Article 5(1)(c) – Data minimization | RIPEMD160 hash storage only on blockchain | "Limited to what is necessary" - only cryptographic fingerprints stored, ensuring full anonymization and proportionality | | | Article 30 – Records of processing activities | Canonical audit logs with `meta_id` and Bitcoin timestamps | Provides "written documentation of procedures" with complete traceability of data processing activities as required for regulatory inspection | --- ## Public Verifiability - Each **AI-Human co-execution** produces a unique, meta_id linked `.json` audit log file - Every log is **dual-hashed (SHA256 → RIPEMD160)** - Each log then is either **OpenTimestamps (OTS)**, or actively blocked by **Ethics Firewall** - Each session produces a unique, meta_id linked `.json` compiling all audit logs for the session - Every session log is dual-hashed (SHA256 → RIPEMD160) - Each session log then is either timestamped, or actively blocked by our ethics firewall - Session anchor is embedded into Bitcoin via **OP_RETURN transaction** - Ethics firewall blocks additional execution logs unless TXID, meta_id, and RIPEMD160 match and are confirmed on-chain - **Ordinal Inscription** permanently links execution metadata to public blockchain > **MVP-1 Inscription Title:** > _“Multi-Entity Bitcoin Audit Anchor – Sentinel Protocol v3.0 – AI–Human Synergy™ Execution Mode”_ > > 🔰 First known system to anchor reproducible AI governance infrastructure across seven independently governed entities across private, corporate, trust, and sovereign reserve domains > ✅ Finalized On-Chain 26 June 2025 via Ordinal Inscription (TXID: `22e929af992dc5861405b0900f9a42af17d531195ed39153018755d8cdccefa2`) > ✅ Governed Under Ethics Firewall Enforcement > ✅ OP_Return and Ordinal inscriptions can be verified on-chain via TXIDs using explorers such as https://www.blockchain.com/explorer and https://mempool.space/ respectively. > 🔗 Sample: https://mempool.space/tx/22e929af992dc5861405b0900f9a42af17d531195ed39153018755d8cdccefa2 > (🧾 See it under **Inputs & Outputs**) --- ## Use Case Relevance - **AI Governance:** Implements a reproducible model of AI accountability, with live audit trails and dual-consent enforcement — applicable to clinical, regulatory, legal, and enterprise settings - **Regulatory Tech:** Anticipates global mandates for AI explainability, provenance, and human-in-the-loop assurance - **Cross-Jurisdictional Proof:** Anchoring to the Bitcoin blockchain neutralizes sovereign, institutional, or vendor-specific bias - **Sensitive Data Compatibility:** Enables cryptographic timestamping and verification of sensitive workflows without exposing underlying content — immutability without disclosure - **Patent & Trademark Enforcement:** Supports formal IP protection under novel governance, audit, and AI-execution architecture --- ## Contact & Custodian **Governor / Inventor:** Dr. Fernando Telles BMedSc(Adv) MD(Dist) 📧 Dr.Telles@aihumansynergy.org 🔗 https://www.aihumansynergy.org 🔐 CDA AI | ☑️ AI–Human Synergy™ IP Custodian